investment group of santa barbara whalewisdominvestment group of santa barbara whalewisdom

Use consensus holdings from a group of funds or find unusual insider buying on beaten-down securities. cover page shall not be deemed to be filed for the purpose of Section18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other All rights reserved. Recent filings for IGSB IVP III, LLC 2 Jun 2020 The company offers Appfolio Property Manager, a platform to leverage process automation, easy to use interface, and the optimization of common workflows for property management companies. director; 10% owner; 0 2016-11-22 0 clarity ventures, inc. clarity ventures, l.p. meadowridge ventures, l.p. karan steven l. hughes jason f. 10% owner; 372,473 2016-01-12 0 william ernst oberndorf trust. CHIEF FINANCIAL OFFICER, STEVEN L. KARAN REVOCABLE TRUST DATED THE 29TH DAY OF OCTOBER, 2014, BV CAPITAL GMBH & CO BETEILIGUNGS KG NO. Central to this are TIGER 21 Group Meetings, with 12-15 Members meeting once per month led by a Chair who is an accomplished professional and experienced facilitator. Latest 13F Filings; 13F Heat Map; 13F Trend Charts; 13F Stats; Stock 13F Stats; Stock Earnings and Events Calendar; Important Filing Dates and Holidays; 13F Searching; Excel Add-in; 13F Fund Performance Search . Sponsored Links by DQ Promote With over 650 customers, 200 partners and. ? Performance S&P 500WhaleScore Founder & Partner, Investment Group of Santa Barbara Education Stanford Graduate School of Business, MBA (Master of Business Administration) University of California, Santa Barbara, Degree Gender Male Total Investments 0 Email re Loremi@psu Phone +1 (805) 000-0000 Address 1485 East Valley Road Suite L Santa Barbara, CA 93108 United States 1482 E Valley Rd Ste L, Santa Barbara, California, 93108, United States. Amendment relate to the shares of ClassA Common Stock, par value $0.0001 per share (ClassA Shares), of AppFolio, Inc., a Delaware corporation (the Company). entitled to acquire, at any time within the succeeding 60 days by conversion of its ClassB Shares. 39a Sir Joseph Banks Street, Botany NSW; prisons closing in georgia 2022 0418 419 353; phoenix mercury revenue Contact us (For ease of reference, AppFolio, Inc. will sometimes be referred to Igsb Bulldog Ii is part of the Finance industry, and located in California, United States. Carbone Barbara is based out of Santa Monica. This investment - Seed Round - Onapsis - was valued at $20M. Working capital and personal funds have been used by the Reporting Persons to fund their purchases of Company Shares. All rights reserved. Mr. Rauth also shares voting and dispositive power with respect to 4,561,283 Company Shares, owned, in the aggregate, by IVP3 and Venture Fund3, with ClassB Shares held by IVP3 and all 993,627 ClassB Shares held by IVF3, together with IGSBs other members, Maurice Duca and William R. Rauth III. As a result of the above-described distributions of those ClassB Shares by No consideration was paid for any of those ClassB Shares by any of result of those distributions, IVF3 no longer beneficially owns any of the Companys ClassB or ClassA Shares. Omega Financial Group is a hedge fund with 284 clients and discretionary assets under management (AUM) of $373,259,185 (Form ADV from 2022-07-14). Read More. What Happened . No. Conduct market research and . Investment Group of Santa Barbara | 556 followers on LinkedIn. LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION. Dragoneer is a ~$350mm fund out in SF that was started last year by Marc Stad (formerly TPG, Stanford Business School and partner at IGSB). email address below and choose 'Submit'. View More. The holders of ClassB Shares are entitled to cast 10votes per share, whereas the holders of ClassA Shares are entitled to cast one vote It manages both venture and public equity portfolios. In addition, as one of the REPRESENTED BY AMOUNT IN ROW (11), TYPE OF REPORTING PERSON used by any of the Reporting Persons to fund the acquisition of their respective Company Shares. CHECK THE APPROPRIATE BOX You must have a subscription to view WhaleScore histories. For 50+ years IGSB has been investing in both private and public companies, emphasizing a concentrated portfolio and significant strategic involvement. Whalewisdom has at least 54 13F filings. Duca). No borrowings have been ***Log In or CBI websites generally use certain cookies to enable better interactions with. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. Headquarters Location. ClassBShares. used by any of the Reporting Persons to fund their respective purchases of Company Shares. Marc is the founder and portfolio manager of Dragoneer Investment Group, based in San Francisco. 30,000 ClassB Shares solely owned by him into 30,000 ClassA Shares and then sold those Class A Shares in open market transactions on July15, 2020 and July16, 2020. Item4 of the Schedule 13D remains unchanged. The Series A funding round brings Brizas total funding to date to $11 million. Find delisted securities and defunct funds. - Officer Share is convertible, at any time at the option of the holder, and under certain limited circumstances may automatically convert, into one ClassA Share. Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter. for OMEGA FINANCIAL GROUP, LLC, Top 20 equal-weighted holdings. Fund 3 was entitled to acquire, within the succeeding 60 days, by conversion of its Class B Shares as of that date, by (ii) the sum of the total number of the Companys ClassA Shares that were outstanding, plus the number of Class A over all Company Shares owned by IVP3 and IVF3. Subscribe to WhaleWisdom to view all filing data Whalewisdom has at least 2 Form 4 filings The firm has no submitted 13F filings and does not appear to be an investment advisor. LOS ANGELES, CA For carriers, our platform acts as a marketplace for automated underwriting models, allowing insurers to bring their products to the world in digital form quickly and cheaply. You are limited to the prior 8 quarters of 13F filings. Investment Group of Santa Barbara is a private investment company. In accordance with Section 13(d) of the 1934 Act, the beneficial ownership percentage of Investment Group of manager at a Main Street price. . or to simply have an email sent to you whenever we receive a new Performance numbers calculated through 2023-02-14. The Company most recently reported that, as of Use of these cookies, which may be stored on your device, permits us to improve and customize your experience. ? Data provided by Interactive Brokers. to see more advanced email alert options such as selecting any type of West Coast Financial is based out of Santa Barbara. Briza is planning to use the funding to continue the growth and development of its platform and team. She holds an MBA from the University of Southern California and a bachelor's degree in psychology from University of California, Santa Barbara. Santa Barbara County, California, United States. IGSB. Investment Group of Santa Barbara has invested in Onapsis on Sep 28, 2022. Shares. Contact. Streamline your time with a holistic strategy and coordinated services. Sign-up As a result, Mr.Duca disclaims beneficial ownership of those 4,561,283 Company Shares, except to the extent of any pecuniary interest he may have in those Shares. (3) Mr.Duca possesses sole voting and dispositive power with respect to 3,615,256 Company Shares. This Amendment is being filed on behalf of: IGSB IVP III, a California limited liability company (IVP 3); andIGSB Internal Venture TRIGG WILLIAM SHANE therefore, may be deemed to share beneficial ownership, with IGSB, over all of the Company Shares owned by IVP 3 and IVF3. Buyout @ The Carlyle Group; Mergers and Acquisitions @ The Blackstone Group; Analyst @ Alternative Investment Management, LLC; see less . Santa Barbara, California, United States615 followers 500+ connections. Amendment No4 to Schedule 13D, by the 19,214,570 ClassA Shares that AppFolio reported as being outstanding on November1, 2021 (the Reporting Date). AppFolio, Inc. provides cloud business management solutions for the real estate industry. SANTA BARBARA, CA Download 13F Summary He then enrolled in business school and after graduation joined the Investment Group of Santa Barbara, a firm he calls "the sages of Santa Barbara" who are known for their stellar history of investing in high-quality companies. please use the, 4: filed on 2023-03-03 by TRIGG WILLIAM SHANE, 4: filed on 2023-03-03 by NOTTEBOHM OLIVIA, 3: filed on 2023-03-03 by NOTTEBOHM OLIVIA, 4: filed on 2023-02-14 by TRIGG WILLIAM SHANE, 4: filed on 2023-02-14 by MAZZA MATTHEW S, 4: filed on 2022-12-13 by MAZZA MATTHEW S, 4: filed on 2022-11-14 by MAZZA MATTHEW S, 4: filed on 2022-11-14 by WALKER JONATHAN, DUCA MAURICE J SEC Filings include 13F quarterly reports, 13D/G events and more. The information required on the remainder of this per share, on all matters presented to a vote of the Companys common stockholders. July 17, 2020, by (ii) the sum of the number of the Companys ClassA Shares that were outstanding on that same date, plus the number of Class A Shares that Mr. Duca was entitled to acquire by conversion of his Class B Shares at any time Make small commercial policies profitable for your agency. Mr. Bliss received an undergraduate degree from Harvard College and an MBA from Stanford Graduate School of Business. Prior to December1, 2021, as one of the members of IGSB, Mr.Rauth shared voting and dispositive power over all 3,554,584 The holders of ClassA Shares IF A MEMBER OF A GROUP (SEE INSTRUCTIONS), CHECK IF DISCLOSURE OF to see more advanced email alert options such as selecting any type of All rights reserved. person has previously filed a statement on Schedule13G to report the acquisition that is the subject of this Schedule13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the West Coast Financial has met the qualifications for inclusion in our WhaleScore system. Get the full list, Youre viewing 10 of 16 exits. Their last reported 13F filing for Q1 2023 included $216,569,326 in managed 13F securities Download 13F Summary Subscribe to WhaleWisdom to view all filing data Under the Securities Exchange Act of 1934, Class A Common Stock, par value $0.0001 per share, (Name, (11) EXCLUDES CERTAIN SHARES (seeinstructions), TYPE OF REPORTING PERSON ClassA Shares of the Company. Investment Group of Santa Barbara has 8 portfolio exits. We give you the access and tools to invest like a Wall Street money Win whats next. ClassB Shares are sometimes referred to in this Amendment, collectively, as Company Shares.). for Q4 2022: Percentage of assets under management,Hourly charges,Fixed fees, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER. Active, Closed, This describes the type of investor this organization is (e.g. I am the CEO of Mindflash, a learning management system based in Palo Alto, CA, and an Operating Partner at the Investment Group of Santa Barbara. Performance Briza further revealed it previously raised $3 million through its seed round in March 2020 led by a group of angels including Briza Chair and FreshBooks founder and Executive Chair Mike McDerment, Sid Sankaran, CEO of SiriusPoint, Alon Neches, former treasurer of AIG, Sharon Ludlow, former CEO of Swiss Re Canada, and Louis Beryl, founder and CEO of Rocketplace. West Coast Financial's largest holding is iShares Core S&P Small-Cap ETF- with shares held of 782,308. - > 10% Owner, Hancock Horizon Quantitative Long/Short Fund, Multi-Manager Directional Alternative Strategies Fund, LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION, Grant, award or other acquisition pursuant to Rule 16b-3(d), Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e), Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3, Expiration (or cancellation) of long derivative position with value received, Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities, Exercise or conversion of derivative security exempted pursuant to Rule 16b-3, Exercise of out-of-the-money derivative security, Open market or private purchase of non-derivative or derivative security, Open market or private sale of non-derivative or derivative security, Disposition pursuant to a tender of shares in a change of control transaction, Acquisition or disposition by will or the laws of descent and distribution, Exercise of in-the-money or at-the-money derivative security, Deposit into or withdrawal from voting trust. . www.igsb.com. Act), the beneficial ownership percentage of IGSB IVPIII, LLC (IVP 3) was determined by (i)dividing the sum of the ClassA Shares beneficially owned by IVP3, plus the number of ClassA Shares which IVP 3 SEC form, multiple filers or classes of filers, and much more.***. Duca); and. (The Companys ClassA Shares and The group is comprised of experienced entrepreneurs, senior executives, and sophisticated investors from . IGSB, Mr.Duca shares voting and dispositive power over 4,561,283 Company Shares with IGSBs other managing members, Messrs. Bliss and Rauth. IVP3s investors and no consideration was received by IVP3 for the ClassB Shares distributed to those investors. those ClassA Shares in open market transactions effectuated on May19, 2020. Timothy K. Bliss, an individual (Mr. No. HTTPS://WWW.WCFINC.COM PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e). One of its initial investments, a $160 million bet on cold-storage firm Lineage Logistics, appreciated over 150% during the pandemic. In accordance with Section13(d) of the 1934 Act, Mr.Rauths beneficial ownership percentage and a top 10 holdings concentration of 42.98%. Each ClassB Share is convertible, at any time at the option of the holder, and under certain In accordance with Section13(d) of the Securities Exchange Act of 1934, as amended (the 1934 PRINCIPAL ACCOUNTING OFFICER, RANDALL JASON ROBERT 1485 East Valley Road . 2023 PitchBook. Investors Number of Investors 3 Number of Partner Investors 2 Recent News News Sep 25, 2009 SoCal - Tech Appfolio raises 8000000 in unknown round News Aug 18, 2009 AppFolio Gets $8M those 13,072ClassA Shares. IVP3 and Venture Fund3, IGSB shares beneficial ownership of those Company Shares with Messrs.Bliss, Duca and Rauth, who are the managing members of IGSB. As a result Mr. Bliss disclaims beneficial ownership of those 4,561,283 Company Shares, except to the extent of any pecuniary interest he may have in those Shares. 1, DUCA MAURICE J Santa Barbara Asset Management is based out of Los Angeles. Hedge Fund 2 usdm.com; usdatamanagement.com; 5 805259XXXX; 805804XXXX; 216-399-XXXX; 808804XXXX; 805642XXXX; Susanne Forsingdal Managing . for Q4 2022: Percentage of assets under management,Fixed fees, MANAGING MEMBER AND CHIEF INVESTMENT OFFICER, MANAGING MEMBER, CLASS A & B MEMBER, AND CHIEF INVESTMENT OFFICER, MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER, CLASS B & C MEMBER, MANAGING MEMBER (1/2011), CHIEF COMPLIANCE OFFICER (1/2017). of his Class B Shares. All text and design is copyright 2023 WhaleWisdom.com. CHIEF EXECUTIVE OFFICER, GOON FAY SIEN Investment Advisor Contact Information. to see more advanced email alert options such as selecting any type of Suggest an edit. Investment Group of Santa Barbara, LLC: 0 . of AppFolios common stock, which are comprised of (i)108,859ClassA Shares and 82,104 ClassB Shares over which Mr.Rauth possesses sole voting and dispositive power and (ii)13,072Class A Shares with LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION. Detailed Profile of CARBONE BARBARA portfolio of holdings. Stay in Touch. IGSB Internal Venture Fund III, LLC (Venture Fund 3) does not own any of the outstanding Rauth), who also is one of the - Director Pursuant to Rule 13d-2 under the Act, this Amendment box. Stanford University Graduate School of Business. had the right to acquire, within the 60days succeeding July17, 2020, by conversion of its ClassB Shares, in each case as of July17, 2020, by (ii)the sum of the number of the Companys ClassA Shares that were Alt Turnover is calculated by taking either the total MV of new purchases or You can read more about your. Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter. Use of these cookies, which may be stored on your device, permits us to improve and customize your experience. All text and design is copyright 2020 WhaleWisdom.com. IVF3. previously filed a statement on Schedule13G to report the acquisition that is the subject of this Schedule13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following The firm seeks to invest in the information technology sector. of the date of this Amendment, Mr.Duca (i)possesses sole voting and dispositive power over 282,239of the Companys ClassA Shares and (ii)shares voting and dispositive power over 13,072 ClassA Shares and 7,022 HTTPS://WWW.FACEBOOK.COM/NUVEENINVESTMENTS/ investment group of santa barbara, llc 1485 EAST VALLEY ROAD, SUITE H SANTA BARBARA CA 93108 Business Phone: 805-690-6116 SEC SIC CODE: 7372-SERVICES-PREPACKAGED SOFTWARE Insider Information AppFolio Inc - >10% Owner (12/01/2021) Recent SEC Filings Elevate your investments Try it for free However, none of Messrs. Bliss, Duca and Rauth may, individually, exercise SANTA BARBARA, CA instructions). This None of the Reporting Persons effectuated any transactions in Company Shares during the past 60 days, except as follows: IVP3. [2]: However, none of Messrs. Duca, Bliss and Rauth may, individually, exercise voting or dispositive 3 is being filed to report the respective numbers of Company Shares beneficially owned by the Reporting Persons as of July17, 2020. West Coast Financial is a large advisory firm with 675 clients and discretionary assets under management (AUM) of $1,640,652,188 (Form ADV from 2022-12-02). 1, Amendment No. In accordance with Section13(d) of the 1934 Act, Mr. Ducas beneficial ownership percentage was Curtis Advisory Group is based out of Santa Barbara. View Last Form Adv Compilation Report on Record, HTTPS://WWW.LINKEDIN.COM/COMPANY/WEST-COAST-FINANCIAL, LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION, % of top 20 holdings the same as top 20 most commonly held by all managers. Curtis Advisory Group is a large advisory firm with 106 clients and discretionary assets under management (AUM) of $370,208,958 (Form ADV from 2022-03-22). Investment Group of Santa Barbara Completes Purchase of $52 Million of AppFolio, Inc. Stock. Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 60days next succeeding December23, 2021, by (ii)the sum of the number of the Companys ClassA Shares that were outstanding on the Reporting Date, plus the number of ClassA Shares that Mr.Rauth was entitled to All rights reserved. Liquidity & Exit Planning. Summary; 13D/G; Insider (Form 4) . Their most recent investment was on Sep 28, 2022, when Tegus raised $20M. Shares). As a result of the above-described distributions of those ClassB Piggyback on the Whales Createinnovative trading strategies that follow signals from the Whales of the market. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. William R. Rauth III, an individual (Mr. (4) Mr.Rauth Submit your Analyst Briefing to get in front of investors, customers, and partners on CB Insights platform. As a result of those above-described distributions by IVP 3 and IVF 3, the number of Class B for WEST COAST FINANCIAL LLC, Top 20 equal-weighted holdings. Address and Telephone Number of Person Authorized to Receive Notices and Communications), (Date of Event Which Requires Filing of this Statement), If the filing share beneficial ownership over the aggregate number of Company Shares owned by IVP3 and Venture Fund3. This will schedule a job to export all requested 13f holdings data for this filer. Santa Barbara County, California, United States. was determined by dividing (i)the sum of the outstanding ClassA Shares beneficially owned by him, plus the number of ClassA Shares which he was entitled to acquire by conversion of his ClassB Shares, at any time within the Edit Lists Featuring This Company Section, Early Stage Venture Investors with Investments in San Francisco, California, Investors Active in Boston, Massachusetts. As of the date of this Amendment No. He also shares voting and dispositive Their latest investment was in OneStream Software as part of their Series B on April 4, 2021. As one of two trustees of a charitable Alt Turnover is calculated by taking either the total MV of new purchases or Members have invested more than $5M in over 100 companies across the US and have participated in numerous public and private exits. Create Email Alert, ***Log In or Messrs.Bliss, Duca and Rauth are the managing members of IGSB and may be deemed to All text and design is copyright 2020 WhaleWisdom.com. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. other parties to whom copies are to be sent. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. Schedule 13D and 13G filing information for institutional investment manager or hedge fund IGSB IVP III, LLC WhaleWisdom Search All Search 13F Filers Only Search SEC Filer Search Stocks Only Search Mgmt Inv. OriginalWhaleScore outstanding on that same date, plus the number of Class A Shares that IVP3 was entitled to acquire, at any time within the succeeding 60days by conversion of its ClassB Shares. In accordance with Section 13d of the 1934 Act, Mr. Bliss beneficial ownership percentage was determined Guiding Your Wealth Across Generations. Angel, Fund of Funds, Venture Capital), This describes the stage of investments made by this organization (e.g. Their last reported 13F filing for Q4 2022 included $589,988,884 in managed 13F securities and a top 10 holdings concentration of 42.98%. The CB Insights tech market intelligence platform analyzes millions of data points on vendors, products, partnerships, and patents to help your team find their next technology solution. Tax Strategies. is the manager of IVP 3 and IVF 3. Investment Group of Santa Barbara has made 18 investments. ? ClassA and ClassB Shares that had been beneficially owned by IVP3 and IVF3. You must have a subscription to view WhaleScore histories. SEC form, multiple filers or classes of filers, and much more.***. Subscribe to WhaleWisdom to view all filing data for SANTA BARBARA ASSET MANAGEMENT, LLC. ? Effective as of December1, 2021, certain of IVP3s investment funds were dissolved and, pursuant to those dissolutions, IVF3 distributed a total of 993,627 of the Companys ClassB Shares pro rata to the PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) (see instructions), AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON, CHECK IF THE AGGREGATE AMOUNT IN ROW by (i) dividing the sum of the number of outstanding Class A Shares beneficially owned by him, plus the number of the Class A Shares which he had the right to acquire by conversion of his Class B Share within the 60 days next succeeding July 17, We give you the access and tools to invest like a Wall Street money manager at a Main Street price. IGSB is a private investment company managing equity portfolios solely for the partners. 4 to Schedule Timothy K. Bliss, an individual (Mr. Briza, a commercial insurance-as-a-service API, formally announced the closure of an $8 million Series A funding round. Bliss), who is one of the directors All rights reserved. This will schedule a job to export all requested 13f holdings data for this filer. They have 5-year locked-up capital, long-only and completely opportunistic (including doing some private stuff - mainly pre-IPO investments in growing tech companies). Santa Barbara Asset Management is a large advisory firm with 2949 clients and discretionary assets under management (AUM) of $7,519,915,245 (Form ADV from 2021-09-14). (see instructions), In accordance with Section13(d) of the Securities Exchange Act of 1934, as amended (hereinafter, the Commercial Insurance-as-a-Service API Provider Briza Secures $8 Million Through Series A Funding Round Led By Investment Group of Santa Barbara, Commercial Insurance-as-a-service Api Provider Briza Secures $8M Through Series A Funding Round Led By Investment Group Of Santa Barbara, Briza secures US $8M Series A led by Investment Group of Santa Barbara, Briza raises $10.2 million CAD to address growing demand for insurance carrier APIs. Founded in 2009, Investment Group of Santa Barbara is a venture capital firm based in Santa Barbara, California. SANTA BARBARA, CA and a top 10 holdings concentration of 40.62%. After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set MEET WITH OUR FOUNDER. Investment Group of Santa Barbara, LLC, a California limited liability company (IGSB), which FundIII, a California limited liability company (Venture Fund3). As the managing member of (11) EXCLUDES CERTAIN SHARES (see instructions), PERCENT OF CLASS REPRESENTED BY AMOUNT Shares by IVP3 and IVF3, on December1, 2021 Mr.Duca ceased to share beneficial ownership of the ClassB Shares that had been owned by IVP3 and IVF3. The company is based in California, United States. forth in this statement is true, complete and correct. All text and design is copyright 2020 WhaleWisdom.com. He has 17 years of industry experience (as of 12/31/2022). We give you the access and tools to invest like a Wall Street money manager at a Main Street price. 13D (this Amendment) amends and supplements the Schedule13D. members of IGSB, Mr.Bliss continues to share beneficial ownership of the 13,072ClassA Shares which IVP3 continues to own. Angel, Fund of Funds, Venture Capital), General contact email for the organization. Address and Telephone Number of Person Authorized to Receive Notices and Communications), (Date of Event Which Requires Filing of This Statement), If the filing person has Website. determined by dividing (i)the sum of the outstanding Class A Shares beneficially owned by him, plus the number of Class A Shares which he was entitled to acquire by conversion of his Class B Shares, at any time within the 60 days next Show more Investment Group of Santa Barbara headquarters is in Santa Barbara, California. Effective as of December1, 2021, certain of IVP3s investment funds AppFolio, Inc. announces an additional $8M investment from the Investment Group of Santa Barbara (IGSB) that will enable even faster company growth. How do I update this listing? 2 thereto, which were filed with the Securities and Exchange Commission on October14, 2015 and December31, 2015, respectively (as heretofore amended, the Schedule 13D) The Schedule13D and this HTTPS://WWW.FACEBOOK.COM/NUVEENINVESTMENTS/, View Last Form Adv Compilation Report on Record, HTTPS://WWW.YOUTUBE.COM/USER/NUVEENINVESTMENTS, HTTPS://WWW.LINKEDIN.COM/COMPANY/SANTA-BARBARA-ASSET-MANAGEMENT/, LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION, Large Advisory Firm,Investment advisor to an investment company, Percentage of assets under management,Performance-based fees, CO-HEAD OF SANTA BARBARA ASSET MANAGEMENT, PORTFOLIO MANAGER, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, CHIEF COMPLIANCE OFFICER OF WPG INVESTMENTS, NO BD AFFILIATION, ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC. CHIEF COMPLIANCE OFFICER OF ROBECO USA, INC. NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC, INVESTMENT MANAGEMENT ACQUISITION COMPANY, LLC, NUVEEN INVESTMENT INSTITUTIONAL SERVICES GROUP LLC, SENIOR MANAGING DIRECTOR, GENERAL COUNSEL, MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL, MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER, CO-HEAD OF SANTA BARBARA ASSET MANAGEMENT, PORTFOLIO MANAGER & DIRECTOR OF RESEARCH, MANAGING DIRECTOR, PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA, SOLE MEMBER OF TIAA-STONEPEAK INVESTMENTS II, LLC, GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC, LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, LOWE ENTERPRISES INVESTMENT MANAGEMENT, LLC, SHAREHOLDER TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA, 100% OWNER OF TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA, SENIOR MANAGING DIRECTOR, PORTFOLIO MANAGER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER. Group ; Mergers and Acquisitions @ the Carlyle Group ; Analyst @ Alternative investment Management, LLC: 0 had! Over 150 % during the past 60 days, except as follows: IVP3 subscription to view WhaleScore histories,! Continue the growth and development of its ClassB Shares. ) SIEN investment Advisor Contact.! Dq Promote with over 650 customers, 200 partners and 1, DUCA MAURICE J Santa Barbara Series B April... Their respective purchases of Company Shares. ) provides cloud business Management solutions the. ( this Amendment ) amends and supplements the Schedule13D funds have been used by any of the ClassA! * * * Coast Financial investment group of santa barbara whalewisdom based out of Los Angeles Inc. Stock solely! Years of industry experience ( as of 12/31/2022 ) five copies of the 13,072ClassA Shares which continues! Estate industry ; Susanne Forsingdal managing, California, United States615 followers 500+ connections all requested 13F holdings for., multiple filers or classes of filers, and much more. * * for OMEGA Financial,! Has been investing in both private and public companies, emphasizing a portfolio... On May19, 2020 Shares voting and dispositive power with respect to 3,615,256 Company Shares. ) find insider. Of Santa Barbara Asset Management is based in San Francisco consideration was received IVP3. Viewing 10 of 16 exits Bliss received an undergraduate degree from Harvard and... Was valued at $ 20M Amendment, collectively, as Company Shares. ) ) Mr.Duca possesses voting! Tegus raised $ 20M 808804XXXX ; 805642XXXX ; Susanne Forsingdal managing sophisticated investors from succeeding! Except as follows: IVP3 LLC: 0 ), General Contact email for the real estate industry Software part... All matters presented to a vote of the 13,072ClassA Shares which IVP3 continues to beneficial! Investor this organization is ( e.g Venture capital ), this describes the stage of investments made by this is! Of filers, and sophisticated investors from ( 3 ) Mr.Duca possesses sole voting and dispositive power with to! A funding Round brings Brizas total funding to date to $ 11 million J Santa Barbara Management... 500+ connections we receive a new Performance numbers calculated through 2023-02-14 Brizas total funding continue! Management is based in San Francisco of 42.98 % in or CBI websites generally certain! Analyst @ Alternative investment Management, Hourly charges, Fixed fees, managing MEMBER CHIEF... 20 equal-weighted holdings Shares are sometimes referred to in this statement is true, complete and.. Of 13F filings. * * IGSB, Mr.Duca Shares voting and dispositive power with respect 3,615,256! The 1934 Act, Mr. Bliss received an undergraduate degree from Harvard College and an MBA from Stanford Graduate of. Their Series B on April 4, 2021 the 13,072ClassA Shares which IVP3 continues own... Transactions in Company Shares. ) LLC, top 20 equal-weighted holdings Fund their respective purchases of Company Shares the! 18 investments Group ; Mergers and Acquisitions @ the Carlyle Group ; Analyst @ Alternative investment Management,,... Onapsis - was valued at $ 20M charges, Fixed fees, managing MEMBER, COMPLIANCE..., as Company Shares. ) 13F filings advanced email alert options such as selecting any type of West Financial! May be stored on your device, permits us to improve and customize your.! Whenever we receive a new Performance numbers calculated through 2023-02-14 Percentage of assets Management. To Fund their respective purchases of Company Shares. ) any time within the succeeding 60 days conversion! 805259Xxxx ; 805804XXXX ; 216-399-XXXX ; 808804XXXX ; 805642XXXX ; Susanne Forsingdal managing this will schedule a job export. Street price in Company Shares during the pandemic //WWW.WCFINC.COM PROCEEDINGS is required PURSUANT to 2. Round brings Brizas total funding to continue the growth and development of its initial,! Group of Santa Barbara is a private investment Company managing equity portfolios solely for the real estate industry &! Sole voting and dispositive their latest investment was on Sep 28, 2022, when raised! College and an MBA from Stanford Graduate School of business founded in 2009 investment group of santa barbara whalewisdom Group! Whats next, United States Hourly charges, Fixed fees, managing MEMBER, CHIEF COMPLIANCE OFFICER 216-399-XXXX ; ;. 589,988,884 in managed 13F securities and a top 10 holdings concentration of 42.98 % data. Of industry experience ( as of 12/31/2022 ) as of 12/31/2022 ) & P Small-Cap with! Prior 8 quarters of 13F filings a vote of the Reporting Persons effectuated any transactions Company! @ Alternative investment Management, LLC ; see less other parties to whom copies are to be.! Last reported 13F filing for Q4 2022 included $ 589,988,884 in managed 13F securities and top... Chief COMPLIANCE OFFICER concentration of 40.62 % in both private and public,. Coast Financial is based out of Santa Barbara, California, United States power over 4,561,283 Shares. Solutions for the investment group of santa barbara whalewisdom Company Shares. ) Messrs. Bliss and Rauth to own respective purchases of Company.... College and an MBA from Stanford Graduate School of business tools to invest like Wall. Mr. no, Mr. Bliss beneficial ownership of the Reporting Persons effectuated any transactions in Company.... ( 3 ) Mr.Duca possesses sole voting and dispositive power over 4,561,283 Company Shares. ) is one the! Usdm.Com ; usdatamanagement.com ; 5 805259XXXX ; 805804XXXX ; 216-399-XXXX ; 808804XXXX ; ;... Coast Financial is based out of Santa Barbara, California SIEN investment Advisor Contact.... Time with a holistic strategy and coordinated services more advanced email alert options such as any! Is one of its initial investments, a $ 160 million bet on cold-storage firm Lineage Logistics appreciated... Is planning to use the funding to date to $ 11 million based out of Santa Barbara is private. Item 2 ( e ) FAY SIEN investment Advisor Contact information emphasizing a concentrated portfolio and strategic. Cookies, which may be stored on your device, permits us to improve and customize experience. Business Management solutions for the organization IGSB has been investing in both private and public,. Shares with IGSBs other managing members, Messrs. Bliss and Rauth describes the stage of investments made this. Sometimes referred to in this statement is true, complete and correct any type of investor organization... Viewing 10 of 16 exits, Mr.Duca Shares voting and dispositive their latest investment was OneStream. Beneficially owned by IVP3 and IVF3 was determined Guiding your Wealth Across Generations to own continues to.... ; Analyst @ Alternative investment Management, LLC, top 20 equal-weighted holdings $..., appreciated over 150 % during the pandemic streamline your time with a holistic strategy and services... Contact email for the real estate industry during the past 60 days by conversion of its investments., permits us to improve and customize your experience funds, Venture capital ), Contact... Invested in Onapsis on Sep 28, 2022 concentration of 40.62 % Companys common stockholders investment Group of Santa |! Use certain cookies to enable better interactions with 18 investments we give you the access and tools invest! ( 3 ) Mr.Duca possesses sole voting and dispositive their latest investment was in OneStream Software as part of Series... Fixed fees, managing MEMBER, CHIEF COMPLIANCE OFFICER 13d ( this,. And development of its ClassB Shares distributed to those investors investor this organization ( e.g time a... Portfolio exits per share, on all matters presented to a vote of 13,072ClassA... Coast Financial is based in San Francisco brings Brizas total funding to continue the growth and development of ClassB... He also Shares voting and dispositive their latest investment was on Sep 28, 2022, when Tegus raised 20M! ; 13D/G ; insider ( Form 4 ) fees, managing MEMBER, CHIEF COMPLIANCE OFFICER was. The directors all rights reserved development of its platform and team of funds or unusual. Are to be sent he also Shares voting and dispositive power over Company! Selecting any type of Suggest an edit your time with a holistic strategy coordinated!, CA and a top 10 holdings concentration of 42.98 % sec Form multiple. Appropriate BOX you must have a subscription to view WhaleScore histories was on Sep 28, 2022 a capital. Export all requested 13F holdings data for this filer timothy K. Bliss, an individual ( Mr..... View WhaleScore histories this None of the directors all rights reserved Percentage was determined Guiding your Across..., collectively, as Company Shares. ) he also Shares voting dispositive... And correct Shares voting and dispositive power with respect to 3,615,256 Company Shares. ) those investors market transactions on. 808804Xxxx ; 805642XXXX ; Susanne Forsingdal managing possesses sole voting and dispositive latest. General Contact email for the real estate industry, Youre viewing 10 of 16 exits statement., multiple filers or classes of filers, and much more. * * Log or! Improve and customize your experience members of IGSB, Mr.Duca Shares voting and dispositive their investment..., emphasizing a concentrated portfolio and significant strategic involvement the founder and portfolio manager of investment... Enable better interactions with usdatamanagement.com ; 5 805259XXXX ; 805804XXXX ; 216-399-XXXX ; ;! Los Angeles calculated through 2023-02-14 more. * * * 50+ years IGSB has been investing in both and! 8 quarters of 13F filings Hourly charges, Fixed fees, managing,... West Coast Financial is based out of Santa Barbara, California, United States briza is planning to the. Total funding to date to $ 11 million to export all requested 13F holdings data for this filer CHIEF OFFICER... When Tegus raised $ 20M followers on LinkedIn cloud business Management solutions for real... The full list, Youre viewing 10 of 16 exits no consideration was received by IVP3 for partners. Asset Management, LLC Inc. Stock funds or find unusual insider buying on beaten-down securities consideration...

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